When we decided to change our Clearing Broker, we selected Doshi Consulting Solutions, Inc. to assist us with the transition.. They provided insight, expertise and staff which enabled us to manage the conversion with minimal disruption. They gave us the additional resources that we needed to complete each task on a timely basis. They took the time to understand our organizational structure, educate our staff and highlight and avoid potential pitfalls which can impact a project of this type.
COO/CFO, FMSbonds, Inc.
Doshi Consulting Solutions, Inc. provided insightful and actionable direction with regard to our entry into the prime brokerage space. Their experience and professionalism were invaluable during the process and they continue to be an asset post launch. We would highly recommend them.
Senior Managing Director, Weeden & Co., L.P.
We hired Doshi Consulting Solutions to manage our transition from a Self Clearing firm to a fully disclosed Introducing firm with both Pershing and National Financial. The project was extremely complex with an aggressive time line. We were very happy to have DCS to help us through the process. We would strongly recommend them.
Director of Operations, Managing Director
Large Midwest Broker Dealer
Doshi Consulting Solutions was a great resource for us. They are creative and results focused and provided us quantifiable savings. I highly recommend them to anyone looking to reduce expenses or implement a new strategic business plan.
Puma Capital, LLC
We hired Doshi Consulting Solutions to assist in our Conversion to Pershing. They were extremely professional and well organized. They analyzed the business as if it were their own, which allowed them to quickly respond to issues and find and implement solutions.
Fixed Income Broker Dealer
We hired DCS to assist us with a service expansion to transition a Broker Dealer onto our Global Prime Brokerage platform.
Head of Electronic Trading and Prime Brokerage Services,
Bulge Bracket Investment Bank
We hired DCS as Subject Matter Expert and Business Analysts to help manage a Cost Basis System Conversion – including a review of our Broker Front end, Internal and External reports, and 1099 process.
Large Retail Broker Dealer
We hired DCS to sunset and unwind a Broker Dealer arm of our business with an extremely aggressive timeline. This project included the full analysis and resolution of extremely aged open items and fails. Their assistance in this project had a significant impact on reducing our expenses.
Tier 1 Technology Conglomerate
We engaged Doshi Consulting Solutions (DCS) to advise us in our transition to the Broadridge Financial platform. The DCS team has very detailed knowledge of the Broadridge systems and processes and were very helpful in helping us design the overall project and achieve a successful outcome.
Tier 1 Broker Dealer
Doshi Consulting Solutions is a great resource for us. When we are looking for general Market Research or in-depth product analysis, they deliver great insights.
Senior Managing Director
Tier 1 Financial Services Technology Firm
We hired Doshi Consulting Solutions to review our middle office and accounting processes for our Fixed Income and Equity Investment Management Products. They provided actionable insights that helped us streamline our operations and cut expenses significantly.
Institutional Investment Manager with 10B AUM
We wanted to move to a Self-Clearing model and hired Doshi Consulting Solutions (DCS) to conduct a feasibility study. They advised our firm on the necessary steps and cost to transition to a Self-Clearing BrokerDealer. After the thorough analysis, we decided to make the transition and hired DCS to implement the project.
Full Service Broker Dealer and Wealth Management Firm
Please contact us for references to any of these testimonials.